Andrew Zolli on resilience and sustainability

Resilience and sustainability are often discussed interchangeably, but it’s worth drawing distinctions between them.

PopTech founder Andrew Zolli distinguishes the two in a NYT op-ed. “The sustainability regime is being quietly challenged,” he writes, “not from without, but from within.”

This introductory statement unfortunately misses half the story. The reality is that a perceived sustainability regime is encountering fierce challenge from without — as any observer of the American Policy Center-led attacks on Agenda 21 would appreciate.

But the challenge Zolli refers to is from practitioners: “scientists, social innovators, community leaders, nongovernmental organizations, philanthropies, governments and corporations.”

And the astute distinction he draws is that, “Where sustainability aims to put the world back into balance, resilience looks for ways to manage in an imbalanced world.”

His starkest example:

Hurricane Sandy hit New York hardest right where it was most recently redeveloped: Lower Manhattan, which should have been the least vulnerable part of the island. But it was rebuilt to be “sustainable,” not resilient, said Jonathan Rose, an urban planner and developer.

“After 9/11, Lower Manhattan contained the largest collection of LEED-certified, green buildings in the world,” he said, referring to a rating program for eco-friendly design. “But that was answering only part of problem. The buildings were designed to generate lower environmental impacts, but not to respond to the impacts of the environment” — for example, by having redundant power systems.

I’ve described other distinctions in posts on food miles and local food systems.

Economists on job creation

Eleven economists speak out on jobs and job creation:

James Boyce: There’s a link between the concentration of income at the top, concentration of wealth at the top, and the economic crisis we face. … We need different policies that will put the wellbeing and economic security of working families first, and if the working families of America do well, then — guess what — in the end, the businesses of America will do well also.

More: Econ4

Systems folks on Lakoff and systemic causation

The topic of causation is anything but simple, and cognitive linguist George Lakoff has for years been describing and propagating the phrase “systemic causation.”

Here’s Lakoff in a new post, linking Sandy to climate change:

Yes, global warming systemically caused Hurricane Sandy – and the Midwest droughts and the fires in Colorado and Texas, as well as other extreme weather disasters around the world. Let’s say it out loud, it was causation, systemic causation.

Systemic causation is familiar. Smoking is a systemic cause of lung cancer. HIV is a systemic cause of AIDS. Working in coal mines is a systemic cause of black lung disease. Driving while drunk is a systemic cause of auto accidents. Sex without contraception is a systemic cause of unwanted pregnancies.

There is a difference between systemic and direct causation. Punching someone in the nose is direct causation. Throwing a rock through a window is direct causation. Picking up a glass of water and taking a drink is direct causation. Slicing bread is direct causation. Stealing your wallet is direct causation. Any application of force to something or someone that always produces an immediate change to that thing or person is direct causation. When causation is direct, the word cause is unproblematic.

Systemic causation, because it is less obvious, is more important to understand. A systemic cause may be one of a number of multiple causes. It may require some special conditions. It may be indirect, working through a network of more direct causes. It may be probabilistic, occurring with a significantly high probability. It may require a feedback mechanism. In general, causation in ecosystems, biological systems, economic systems, and social systems tends not to be direct, but is no less causal. And because it is not direct causation, it requires all the greater attention if it is to be understood and its negative effects controlled.

Above all, it requires a name: systemic causation.

This concept has of course been central to systems thinking, though more obliquely presented in, say, causal loop diagrams. So I wondered about responses to Lakoff from people in the field. Here are two:

Meanwhile, as to the probabilistic nature of causal links between climate change and Sandy, Andy Revkin finds (perhaps unsurprisingly) a lot of back and forth among scientists and other knowledgeable parties. His posts are: The #Frankenstorm in Climate Context and Two Views of a Superstorm in Climate Context.

Eight dimensions of six systems traditions

Eight dimensions of six systems traditionsIn this comparison of six systems traditions across eight dimensions, I draw from three sources: Stuart Umpleby’s keynote at the 2012 International Society for the Systems Sciences conference, a video of Eric Dent’s presentation at the 2005 American Society for Cybernetics conference, and the original 1998 Dent and Umpleby paper (pdf).

The authors characterize the systems field according to a set of eight dimensions, and then evaluate each of six systems traditions for the presence of each of the dimensions, according to a reading of one book selected as representative for each of the traditions.

The six books are:

  • System dynamics — The Electronic Oracle: Computer Models and Social Decisions (1985) by Donella Meadows and J. M. Robinson
  • Total quality management — Fourth Generation Management (1994) by Brian Joiner
  • Operations research — Handbook of Systems Analysis (1985) edited by Hugh Miser, Jr. and Edward Quade
  • Organizational learning — Organizational Learning II: Theory, Method, and Practice (1996) by Chris Argyris and Donald Schon
  • General systems theory — General System Theory: Foundations, Development, Applications (1969) by Ludwig Von Bertalanffy
  • Cybernetics — The Tree of Knowledge: The Biological Roots of Human Understanding (1987) by Humberto Maturana and Francisco Varela

For concision and clarity, I follow the dimensional labels presented by Umpleby (2012), and I follow Umpleby in using “dimensions,” whereas Dent (2005) calls them “philosophical assumptions.” Here’s how Dent & Umpleby (1998) further describe each of them:

  • From entities to relationships — the unit of analysis should be relationships rather than entities
  • From reductionism to holism — an entity can be best understood by considering it in its entirety
  • From linear to circular causality — cause and effect run both directions and cannot be discretely disentangled (Dent 2005)
  • From environment-free to environment-full investigations — the environment plays a role in the manifestation of the phenomenon
  • From not-knowing subjects to knowing subjects (reflexivity) — the system of interest is composed of knowing subjects that are able to generate new states in themselves (think new thoughts, do new things) that they never manifested before
  • From determinism to indeterminism — at times it is “inherently impossible to determine in advance which direction change will take” (Prigogine & Stengers 1984)
  • From not including the observer to including the observer — attention is paid to subjectivity and to including the observer within the domain of descriptions
  • From direction to self-organization — “the characteristic structural and behavioral patterns in a complex system are primarily a result of the interactions among the system parts” (Clemson 1984)

Note that Dent (2005) describes each pair of eight dimensions or assumptions as a polarity (“a pair of interdependent opposites”) rather than an either/or dualism. Note also that I follow the yes/no evaluation presented by Dent (2005), which differs slightly from the others.

Thought-provoking work, I’d say — and I’m not the only one, as Stuart Umpleby remarks in the video below.

Some ways to examine it: Are the books truly representative? Do the six traditions offer apples-to-apples comparisons? (In Ray Ison’s recent book, for example, he distinguishes “lineages” like general systems theory from “approaches” like system dynamics.) How about the dimensions or assumptions? Isn’t, say, self-organization an observable phenomenon rather than a philosophical assumption? (In complexity science, self-organization is often listed along with observable phenomena such as non-linearity, feedback, networks, and hierarchy.)

Here is the 2005 video, the first of a three-part talk:

Design principles: Jeff Leitner

Jeff Leitner, dean of flash mob-style public interest design company Insight Labs, set out his principles for curating collaborative thinking in a January 2012 Forbes interview.

As excerpted on Insight:

1. Flatten the hierarchy: “It isn’t enough for the leader to say he or she is open to new ideas; he or she must get the hell out of the way.”

2. Change the milieu: “…you can’t put people in familiar environments, lead them through familiar activities and expect new or novel results. Ultimately, we’re creatures of habit.”

3. Don’t brainstorm: “…an idea we create collectively – you say something, I add something, you challenge, I improve, etc. – is infinitely more valuable than an idea that one of us generates alone, even if the collective idea isn’t quite right. Brainstorming, as it’s generally proselytized, is a solitary activity practiced together. You don’t need collaborators for that.”

4. Ask a straightforward question: “That’s a lot harder than it sounds, both because it’s intellectually challenging and because too many folks believe their value lies in the apparent complexity of the problems they tackle.”

5. Design for collisions: “Remember, the value of collaboration is that you plus me is better than you or me. So it is essential that the leader or organizer design a process that forces participants’ ideas to bump into each other, bounce off of each other, bruise and affect each other.”

See also: What do design labs look like up close?

John Cage on multi-attentive meditation

Delightful 1982 audio interview with John Cage on Fresh Air:

[TERRY] GROSS: What’s your attitude towards random sounds in your home? I’m thinking now about…

[JOHN] CAGE: I just love them.

GROSS: Uh-huh. Like apartments in Manhattan, which is probably the noisiest city in the world.

CAGE: I live on – and 6th Avenue is very, very noisy. And sometimes there’s burglar alarms…

GROSS: Oh yeah.

CAGE: …and they may last three of four hours. It’s quite, that’s quite a problem. I think that our, we almost have an instinct to be annoyed by a burglar alarm. But as I pay attention to them they’re curiously slightly varying.

GROSS: What if you’re paying attention to something else at the same time?

CAGE: Well, I think that one of our most accessible disciplines now is paying attention to more than one thing at a time. And if we can do that with equanimity, then I would suggest paying attention to three things at the same time. And you can practice that as a discipline. I think it’s more effective than sitting cross-legged. I mean to say cross-legged in relation to…

GROSS: In meditation.

CAGE: Yes. It opens the – I think the meaning of meditation is to open the doors of the ego from a concentration on itself to a flow with all of creation, wouldn’t you say? And if we can do this through the sense perceptions, through multiplying the things to which we’re able at one in the same time to pay attention, I think we accomplish much of the same thing. At least that’s my faith.

Panarchy and pace in the big back loop

[Reprinting an 18MAR2009 P&P article that came up in conversation today. –HS]

“The back loop is the time of the Long Now,” writes Resilience Alliance founder Buzz Holling. It is a time “when each of us must become aware that he or she is a participant.”

“The trick is to treat the last ten thousand years as if it were last week, and the next ten thousand as if it were next week,” advises Stewart Brand in The Clock of the Long Now. “Such tricks confer advantage.”

Though Brand’s book precedes Holling’s “Complex Worlds” paper, their dialog runs pretty much like that. And the discussion turns on a pair of interrelated metaphors: panarchy and pace layering.

Mapping Metaphors

Holling and colleagues represent a familiar pattern of growth, conservation, release and renewal in the model of the adaptive cycle. A layering of adaptive cycles becomes a panarchy. The panarchy represents evolving interactions across ecological and social scales of time and space from, say, the pine cone to the forest to the forest products company.

Panarchy

Brand’s metaphor is pace layering, “the working structure of a robust and adaptable civilization.” Organized fast to slow, the layers are: fashion, commerce, infrastructure, governance, culture, and nature. With a nod to Holling, Brand writes, “The combination of fast and slow components makes the system resilient.”

Pace Layering
What can we learn by mapping pace against panarchy? Picture a stack of adaptive cycles, with frantic fashion at the bottom, and nature’s biophysical processes, broad and slow, at the top. Reaching from each cyclic layer down to the next is an arrow labeled “remember,” for memory is an important influence that slower cycles exert on faster ones. And stretching from each cycle up to the next is the arrow “revolt,” representing the actions that, in the time of the back loop – of release and subsequent renewal – can enact structural shifts in the cycles above.

These days, the word revolt doesn’t roll off the lips like, say, “innovation.” Yet innovation can be highly disruptive, as Clayton Christensen has described in business books such as The Innovator’s Dilemma: When New Technologies Cause Great Firms to Fail. Deep social innovation will be no less jarring, one would think.

For change agents (“each of us … is a participant”), the pace diagram offers a map of possible points for revolt (innovation). In this reading, the layers describe a framework not unlike that in Donella Meadows’ “Leverage Points: Places to Intervene in a System (pdf).” With layers as leverage points, the slower the layer, the greater the leverage. As an example of leverage seeking, think of Thomas Friedman’s motto: “Change your leaders, not your lightbulbs.”

Open Explorations

I considered ending this post here, but I want to sketch out some thoughts on timely topics, asking how well these maps facilitate our comprehension. A couple of months ago, drawing upon Resilience Alliance writings about the adaptive cycle’s rigidity and poverty traps, I similarly offered a perspective on an energy regimes. Here, I wonder: With the word “crisis” commonly used these days, in what senses is 2009 the time of a big back loop? And what does high-leverage revolt (innovation) look like?

A Big Back Loop
How is movement through a back loop perceived and described? I reflected on this question as I listened to Steven Johnson’s SXSW talk on the newspaper industry – a prime example of breakdown. Here is Johnson.

There are really two worst case scenarios that we’re concerned about right now, and it’s important to distinguish between them. There is panic that newspapers are going to disappear as businesses. And then there’s panic that crucial information is going to disappear with them, that we’re going to suffer as culture because newspapers will no long be able to afford to generate the information we’ve relied on for so many years.

Johnson describes how first technology reporting and then political reporting have pioneered new models of information dissemination, via the Net. In panarchial terms, actors in these two fields of journalism have passed through the release phase of the adaptive cycle and found paths to renewal. In the case of technology reporting, that outcome may have been a given, but not so for political reporting.

Looking at other systems that are thought to have broken down, are there similarly early pioneers to be identified? What does the process of renewal look like?

High-Leverage Revolt (Innovation)
Sitting atop governance, infrastructure and so on, the long, slow layer of culture presents a tempting “intervention point.” How then is revolt on the cultural layer instigated? Here is Dana Meadows on “the mindset or (cultural) paradigm out of which the system arises.”

So how do you change paradigms? Thomas Kuhn, who wrote the seminal book about the great paradigm shifts of science, has a lot to say about that. In a nutshell, you keep pointing at the anomalies and failures in the old paradigm, you come yourself, loudly, with assurance, from the new one, you insert people with the new paradigm in places of public visibility and power. You don’t waste time with reactionaries; rather you work with active change agents and with the vast middle ground of people who are open-minded.

Today, we see a lot of this happening, with challenges to the appropriate roles in our societies for capitalism, democratic governance, and the media.

Another, more tangible, example of high-leverage revolt is Tom Linzey’s work with the Community Environmental Legal Defense Fund, which has assisted rural municipalities in fending off the establishment of unwanted operations by agribusiness corporations. Linzey describes his work as “collective, civil, nonviolent disobedience through municipal lawmaking.” Here is Linzey, from a December 2007 talk at Ecotrust.

We have never had an environmental movement in this country, because real movements drive rights into the constitution or the fundamental frameworks of government. The abolitionists drove the 13th, 14th and 15th amendments into the constitution. The suffragists drove the 19th amendment into the constitution. We have never had an environmental movement that has focused on the rights of nature. What we have is an environmental movement that has been named such but has been focused on a regulatory system, which even when working perfectly, simply explains or delineates the rate of environmental destruction. That is what the regulatory system is about. These are the conclusions that we have come to. And so part of our work, in Pennsylvania and elsewhere, has been about building a new system of jurisprudence, in which ecosystems have legally defensible rights within that system and are not treated as mere property.

Interestingly, Linzey observes that these interventions on the government layer affect the culture layer as well. “The lawmaking process that we engage in with municipalities is not just us in Chambersburg, Pennsylvania sitting down and writing down an ordinance and handing it to people. It’s actually engaging the communities in the lawmaking process. What we find is that when that starts, it actually starts changing the culture of those communities.”

In terms of pace layering, we might say that, according to Linzey’s observations, the layers are not as static as the diagram would seem to indicate. Culture is constituted of and created out of interactions with the other layers. I am reminded again of Brian Walker and colleagues, from the “Handful of Heuristics” paper. “Revolts can occur either because lower-level cycles are synchronized, and thus all enter a back loop at the same time, or because they are tightly interconnected, so that a back-loop transition in one cycle triggers such a transition in the other cycles.”

Thoughts on seeking leverage?

2012 Citizens’ Initiative Review

Again this election season, Oregon voters can benefit from an innovative experiment in democratic process: the Citizens’ Initiative Review (CIR).

Here’s how it works. A CIR panel of 24 people is selected from among volunteers to be demographically representative of the state’s voters — by age, gender, ethnicity, education, location of residence, and party affiliation. They deliberate for five days on a single ballot initiative, choosing witnesses from a pool suggested by advocates and opponents. Then voters get to find out: what they were able to agree on, what they weren’t, how many came down on each side, and why. Here are the 2012 results, which are also available in the Voters’ Pamphlet.

From a 2011 blog post by University of Washington’s John Gastil, who led the National Science Foundation-funded evaluation of the 2010 CIR pilot project.

The Citizens’ Initiative Review now joins a set of innovative processes that have linked citizen deliberation directly to government.

It stands beside the Canadian Citizens’ Assembly, in particular, as one of the most promising new ways to link small group deliberation to mass public voting on ballot measures. The bottom line is that processes like these can bring us better ballot measures and more reflective, thoughtful voting choices.

Backing up a step more, it’s necessary to appreciate where all this comes from. There have been people creating new processes for public deliberation since the 1970s, with early efforts including Planning Cells in Germany and Citizens’ Juries in the U.S.

The latter process was devised by Ned Crosby, and he is the principal architect behind the Citizens’ Initiative Review, which he first developed as an idea for Washington State.

In Tom Atlee’s 2009 book, Reflections on Evolutionary Activism, he uses the phrase “integral deliberative democracy” to describe a vision for widespread adoption of processes like the CIR:

It is integral because it combines many co-intelligent approaches into a conversational loom upon which we can weave our diverse perspectives — even polarized views — about public issues into public wisdom and will. Gathering our differences like strands of multicolored yarn, it brings forth more inclusive ways of understanding our world and one another for mutual benefit.

It is deliberative because it achieves this integration not through ivory tower model-making or dictatorial force, but by respectful, creative conversation among diverse ordinary people who truly hear one another, learn where their diverse gifts fit into a larger whole, and find themselves changing together in the process, connecting more deeply with themselves, with one another, with more of what is real, and with their common interests and dreams.

Our smart grid future?

We’ve all heard the smart grid story. Digital communications networks will manage and monitor advanced electrical functions: integrating large quantities of distributed generation, shifting and scheduling demand loads, and dynamically pricing electrical delivery. The grid will be better able to balance the variability of renewables like wind and solar. Consumers will modify electricity use; we’ll be able to recharge electric vehicles at night. And so on.

The U.S. Department of Energy’s “2010 Smart Grid System Report” (published February 2012) includes an informative status report on 21 metrics of progress.

DOE Smart Grid Metrics and Status

Recent setbacks reported in the media include California counties banning smart meters and weak venture capital support for smart grid companies. A 2012 Deloitte study of “Insights into Emerging Trends of Energy Customers” (pdf) finds mistrust of utilities among consumers.

Perhaps it should come as no surprise then that a Pew Research Center’s Internet & American Life Project survey of tech analysts on “The Future of Smart Systems” reports mixed expectations. The fascinating findings were released over the summer — but only recently caught my attention.

The survey offered two contrasting visions:

By 2020, the connected household has become a model of efficiency, as people are able to manage consumption of resources (electricity, water, food, even bandwidth) in ways that place less of a burden on the environment while saving households money. Thanks to what is known as “smart systems,” the Home of the Future that has often been foretold is coming closer and closer to becoming a reality.

By 2020, most initiatives to embed IP-enabled devices in the home have failed due to difficulties in gaining consumer trust and because of the complexities in using new services. As a result, the home of 2020 looks about the same as the home of 2011 in terms of resource consumption and management. Once again, the Home of the Future does not come to resemble the future projected in the recent past.

51% agreed with the former, 46% with the latter. Most of the written responses were skeptical of the smart system future.

With these contrasting visions focused squarely on the consumer, the system boundary for this survey is different from that of, say, the DOE metrics. This difference becomes clear in some of the written responses. For example, Nokia’s Tracy Rolling: “My iPhone won’t want to talk to my GE smart toaster and my Bosch smart refrigerator won’t connect to my generic smart coffee maker.” Thus, I might still want a smart grid and not want the vision that Rolling describes.

A couple responses of note:

Mike Liebhold: People have simply too much to do already to focus scarce attention on properly managing their resource consumption in fine detail. Also, people seem to resist the idea as invasive of smart grid top-down monitoring and control of resource consumption. Conservation technologies are promising, but behavior changes will be very slow.

Jerry Michalski: A few years back, BMW and Mercedes Benz had to turn off some of the onboard electronics on their high-end cars because complexity gremlins were making things break. Those are smart German companies that one assumes have a lot of control over their components and their software. Diabetic Jay Radcliffe recently hacked into his own wirelessly enabled insulin pump, changing his dosage. The Internet of Things and the subsequent world of smart systems, from smart cars and smart highways to smarter cities and smart homes is mostly overblown, and, in fact, poses a significant risk of creating overwhelming complexity, which could take down the Internet we now have. It also opens the door to hacking scenarios we seem to not want to contemplate. Every security technology becomes obsolete. If we connect all these new things and expose them to external control, you can bet some of the forces controlling them won’t be the designers or owners. As these connected devices age, they’ll just become more vulnerable. Imagine also the court cases of people hit by autonomous vehicles, for example. I see our ‘smarter world’ much as I see genetically modified organisms right now: very powerful technologies that could do a lot of good but are being implemented poorly.

Portland premiere of An Ecology of Mind

Gregory BatesonPortland premiere of
An Ecology of Mind

Post-film discussion
with director Nora Bateson

Thursday – November 1, 2012 – 7pm
MercyCorps Aceh Community Room
28 SW First Ave
FREE

Sponsored by the PNCA Collaborative Design program, in conjunction with “Design with the Other 90%: Cities” exhibition, co-hosted by MercyCorps and Museum of Contemporary Craft

Anthropologist Gregory Bateson specialized in looking at things from multiple angles, says filmmaker Nora Bateson. In this award-winning film, she presents his intellectual legacy through the poetic and personal narrative of a father-daughter relationship. Footage includes Bateson’s own 1930s photography from Bali (his research with Margaret Mead), along with contemporary interviews.

More info on the film website. Here is the trailer:

My question: If one were to curate a design exhibition — a “Design with the Other 90%” follow-up, say — and one sought to observe Batesonian principles, what types of projects would one include?

Illustration by Shannon Wheeler